Anu Singh
Sharjah
Summary
Chartered Accountant | SOX Specialist | Internal Auditor | Internal Controls Specialist | Over 8 Years of Experience
I am a results-driven and detail-oriented Chartered Accountant with over 8 years of experience specializing in Risk Advisory, Internal Auditing, SOX Compliance, Internal Controls Evaluation, and Enterprise Risk Management, including over 5 years with Big 4 Consulting firms. Throughout my career, I have designed and implemented risk-based audit strategies, strengthened internal control frameworks, and delivered actionable insights that have bolstered organizational governance and regulatory compliance. My industry experience spans Manufacturing, Real Estate, Construction, Retail, Telecommunications, IT, and Asset Management. I have successfully led complex audit engagements, conducted in-depth process walkthroughs, assessed risk control matrices, and improved internal control effectiveness while ensuring compliance with regulatory requirements. Recognized for my collaborative mindset, sharp analytical skills, and clear stakeholder communication, I consistently bring strategic value by proactively identifying risks, delivering practical, results-driven recommendations, and fostering strong internal control cultures. I aim to help organizations build resilient operations, maintain robust compliance standards, and achieve long-term operational excellence.
Overview
9
9
years of professional experience
1
1
Certification
Work History
SOX Specialist
IHS Towers GCC Ltd
08.2022 - 10.2023
- Spearheaded the design and implementation of the SOX compliance framework across all major business processes, ensuring full adherence to regulatory requirements.
- Directed the rollout of process and SOX implementation across multiple global markets, including South Africa, the UK, Latin America, and African markets like Nigeria, Côte d'Ivoire, and Cameroon.
- Conducted comprehensive SOX control testing for various business processes managed by the Shared Services Center, including Procure to Pay (P2P) and Order to Cash (O2C) to Record to Report (R2R), Acquire to Retire (A2R), and Inventory Management.
- Led detailed process walkthroughs to ensure accurate and up-to-date SOX documentation across critical business cycles, including P2P, O2C, R2R, A2R, Inventory Management, Treasury Management, Financial Planning & Analysis, and Hire to Retire.
- Documented and communicated control design assessments and testing results to key stakeholders, fostering collaboration and driving timely resolution of identified control gaps.
- Identified control deficiencies, engaged with process owners to discuss findings, and provided practical recommendations to enhance internal controls and maintain SOX compliance.
- Achieved a remarkable 98% compliance rate across key operating markets through diligent monitoring and oversight initiatives.
- Collaborated cross-functionally to implement Governance, Risk and Compliance (GRC) tools supporting SOX and internal audit functions.
- Acted as the primary liaison for statutory auditors, effectively addressing inquiries related to SOX control design and operational effectiveness.
- Delivered and presented regular updates to the Executive Committee and SOX Steering Committee, covering control performance, remediation progress, and compliance status.
- Delivered SOX compliance training sessions for control and process owners, promoting a strong culture of awareness, accountability and continuous improvement.
Senior Consultant
Ernst & Young (EY)
10.2016 - 03.2022
- Led and executed risk-based internal audit assignments and SOX compliance testing engagements, ensuring timely delivery of high quality results in alignment with client expectations and global audit standards.
- Performed targeted independent reviews focused on information security, IT General Controls (ITGC), revenue leakage, cost-saving opportunities, design gaps, operational inefficiencies, and process optimization across diverse industries.
- Delivered insightful and actionable recommendations to strengthen clients' internal control frameworks and enhance overall organizational governance.
- Designed and implemented tailored, risk-based internal audit programs that addressed enterprise-wide risks, while aligning with the prevailing internal control environment.
- Prepared and delivered audit committee presentations and executive management summaries, effectively communicating key audit findings, risks, and recommendations to senior leadership.
- Provided coaching, guidance, and quality assurance oversight to junior team members during fieldwork, ensuring audit deliverables offered actionable insights and tangible value.
- Led structured risk assessment workshops to support the rollout of the Enterprise Risk Management (ERM) framework, identifying and prioritizing key organizational risks.
- Supported clients in developing risk documentation, including risk registers, mitigation plans, and risk heat maps, fostering transparency and enabling informed decision-making.
- Conducted thorough evaluations of risk management frameworks to ensure alignment with regulatory requirements, industry best practices and strategic business objectives.
Associate Consultant
ANB Consulting Pvt Ltd
03.2016 - 09.2016
- Organized and led comprehensive internal audits for one of India's largest telecommunications service providers, evaluated business processes and identified potential risks across various functional areas, while ensuring alignment with client expectations.
- Developed regulatory risk registers and designed compliance monitoring tools to support clients in effectively managing risks and adherence to industry standards.
- Conducted on-site assessments at customer touch points such as retail stores, call centers, multi-brand outlets, and digital platforms to evaluate customer experience and identify compliance gaps.
- Performed independent audits across various business functions, including call center operations, churn management, customer retention, sales and distribution, and marketing.
- Collaborated with audit teams and client stakeholders to ensure clear communication of audit findings and to deliver actionable recommendations for continuous business improvement.
Audit Assistant
Sanjay Tandon and Associates
09.2014 - 08.2015
- Conducted in-depth internal audits and business process walkthroughs to evaluate the existing control environment, identify deficiencies, and recommend performance enhancing improvements.
- Analyzed operational and financial data for accuracy and compliance with policies, while highlighting control gaps and procedural weaknesses.
- Supported senior auditors in the preparation of detailed reports for management, outlining key findings and areas for improvement.
- Designed and maintained Risk and Control Matrices (RCMs) for various business processes including Order to Cash, Procure to Pay, HR, Finance, Inventory Management, and Fixed Assets Management, to support organizations in strengthening their internal control frameworks.
- Strengthened internal controls through meticulous review and recommendations for improved processes.
Education
Chartered Accountant -
Institute of Chartered Accountants of India
05.2014
Bachelor of Commerce -
Panjab University
05.2009
Skills
- Consulting
- SOX Audit & Compliance
- Internal Controls Evaluation
- Internal Audit, Planning & Execution
- Risk Assessment
- Data Analysis
- SAP, Oracle, Microsoft Dynamics 365 (D365)
- Regulatory Compliance
- Problem - Solving
- Team Leadership & Mentorship
Certification
- Operational Risk Management (ORM), PRMIA, 2024-12-01
- ISO 31000 - Risk Management
- ISO 22301 - Business Continuity Management Systems (BCMS)
- Certified Risk and Information Systems Control (CRISC), ISACA, Pursuing
- Certified Information Systems Auditor (CISA), ISACA, Pursuing
Industry Exposure
- Manufacturing - Industrial & Consumer Products
- Telecommunications
- Real Estate
- Construction
- Retail
- Asset Management
- Information Technology
Additional Highlights - Key Contributions
- SOX Compliance Enhancement: Addressed and resolved three critical deficiencies in SOX compliance, significantly improving regulatory alignment and reinforcing internal governance structures.
- Audit Excellence: Delivered comprehensive, insights-driven audit reports that enabled client leadership to proactively address financial, operational, and compliance risks.
- Process Automation: Spearheaded the transition from manual to automated processes, resulting in substantial cost reductions and increased operational efficiency.
- GRC Tool Implementation: Managed the rollout of Governance, Risk, and Compliance (GRC) tool, streamlining risk identification, monitoring and executive decision- making.
- Stakeholder Communication: Consistently communicated key audit insights to senior leadership, audit committees, and board members, translating complex audit findings into strategic business value.
- Awards Recognition: Recognized for excellence with internal accolades, including EY Exceptional Performance Awards, Best Debutant recognition, reflecting a commitment to excellence and impactful delivery.
Recommendations
Available upon request.
Languages
English
Advanced (C1)
Hindi
Advanced (C1)
Timeline
SOX Specialist
IHS Towers GCC Ltd
08.2022 - 10.2023
Senior Consultant
Ernst & Young (EY)
10.2016 - 03.2022
Associate Consultant
ANB Consulting Pvt Ltd
03.2016 - 09.2016
Audit Assistant
Sanjay Tandon and Associates
09.2014 - 08.2015
Chartered Accountant -
Institute of Chartered Accountants of India
Bachelor of Commerce -
Panjab University
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