Bhuvaneswari SP
Dubai,UAE
Summary
Focused individual with excellent organisation and investigation skills seeks opportunity in compliance management position. Knowledgeable in current standards and best practices for reliable, up-to-date guidance. Well-organised and self-motivated for punctual task planning and delivery.
Overview
6
6
years of professional experience
3
3
years of post-secondary education
1
1
Certification
Work History
Compliance officer
PayPal Ind Pvt Ltd.,
Chennai, India
11.2015 - 11.2018
- Ensured company policies were implemented and adhered to.
- Investigated suspicious, irregular or non-regulatory compliant activities.
- Protected against fines and reputational damage caused by potential non-compliance.
- Analyzing the payments, investigating potential matches of our customers against sanctioned
lists. - Ensuring that no money laundering and terrorist financing activities is involved in the transactions which will be filtered against various sanctions list like EU, OFAC, LOCAL and Internal Sanctions lists.
- Oversee document processing with respect to chargeback complaints .Updating the guideline with respect to third party chargeback layer requirement
- Identifying the purpose of the transactions. Identifying the source of funds. Identifying the Red Flags or threats found in a transaction.
- To provide pro-active support to Transaction Monitoring Unit (TMU) in the respective country and ensure all the Groups standards and code of conduct are followed, to protect and enhance the reputation of the bank with its regulators and avoid significant financial loss.
- Independently managed multiple simultaneous requests inclusive of customer data maintenance in high pressure work environment.
- Adverse media checks in Dow Jones, World check refinitiv, Accuity.
- Documenting skill on the Findings in narrative style to prepare reports.
- Assessing customer accounts with large data to ensure for any policy violation.
KYC Analyst
3i infotech
Chennai, India
03.2015 - 10.2015
- Completed required periodic client reviews, managing workload efficiently to meet tight deadlines.
- Assessed risks and compliance issues associated with customers or products.
- Carried out initial due diligence checks for potential new clients.
- Prepared and presented reports and analyses to senior management.
- Delivered excellent client service, addressing queries promptly and accurately.
- Delivered end-to-end KYC onboarding lifecycle service for new customers.
- Identification and verification of Client, Beneficial Owners and Key Controllers.
- Review client documents and ensure conformity to KYC.
- Request for additional information by contacting the various compliance or business personnel to determine if the facts and circumstances surrounding unusual transactions.
- Ensure customer service, provide and maintain a high level of service to its customers. Proactively manage customer expectations related to timelines and deliverables warrants closure of the investigation or if further reporting is warranted.
- Knowledge of World-Check, Client screening methodologies.
- Provided updates at regular compliance meetings with internal stakeholders.
KYC associate
TCS
Chennai, India
04.2013 - 02.2015
- Examined applications and supporting documents to grant licenses and determine associated conditions.
- Responded to enquiries, providing information and advice in person and by telephone and email.
- Examined legitimacy of official documents to detect cases of non-compliance.
- Corresponded with license applications to provide updates on official processes.
- Protected company's value by keeping client's information confidential.
- Assisted with general information for the application process including policies, practices, and procedures relevant to applying for a passport
- Provided application status following privacy protocols while documenting all calls in the computer based case management system.
- Responsible for tracking daily and production and suggesting them in reporting for improving
the business
Education
Master of Computer Applications - Computer Applications
Anna University
Trichy 06.2010 - 04.2013
Skills
- Investigations skills
- Flexible and Adaptable
- Implementing policy and procedure
- Attention to Detail
- Excellent Communication
- Analytical and Critical Thinking
- Clerical Support
- Organization and Time Management
- Decision-Making
Certification
Certified Anti Money Laundering Specialist(ACAMS)
Ref No(ER- 005148852)
Certified Anti Money Laundering Investigator(CAMI)
Timeline
Compliance officer
PayPal Ind Pvt Ltd.,
11.2015 - 11.2018
KYC Analyst
3i infotech
03.2015 - 10.2015
KYC associate
TCS
04.2013 - 02.2015
Master of Computer Applications - Computer Applications
Anna University
06.2010 - 04.2013
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