CA SRIVALLI Kasetti
Dubai
Summary
Chartered Accountant (CA) with 10 years of experience in Internal Audit, Financial Reporting, and IT Control Evaluation across various industries. I am skilled in conducting risk‑based internal audits, process walkthroughs, control design assessments, operating effectiveness testing, and compliance reviews in alignment with IIA Standards, COSO Framework, SOX requirements, CBUAE, DFSA/FSRA regulations, and AML/CFT guidelines. Strong background in budgeting, forecasting, variance analysis, and management reporting. Proficient in evaluating internal controls, preparing audit documentation, identifying control deficiencies, and recommending remediation to enhance governance and operational efficiency. Adept at supporting statutory audits, financial close processes, ITGC/ITAC reviews, and SOC report assessments, ensuring accuracy, compliance, and process integrity.
Overview
11
11
years of professional experience
4038
4038
years of post-secondary education
Work history
Assistant Manager - Internal Audit
Crowe Mak
Dubai
12.2025 - Current
- Conducting risk-based internal audits across financial and operational processes in accordance with IIA Standards, COSO Framework, CBUAE, DFSA /FSRA Rulebook, and AML/CFT requirements for regulated & non-regulated entities.
- Performing detailed process walkthroughs, control design evaluations, operating effectiveness testing, and compliance checks across key processes.
- · Conducting risk assessments and evaluating the effectiveness of internal controls across key processes; identifying control deficiencies and recommending enhancements to strengthen the internal control environment.
- Preparing audit reports, dashboards, and issue logs highlighting control deficiencies, compliance gaps, and risk exposures; monitoring remediation actions to ensure timely closure.
Assignment Based - Internal Audit & Virtual CFO
Young Global
Dubai
08.2025 - 11.2025
- Conducted risk-based internal audits for FinTech and FMCG clients across financial, operational, and compliance areas in line with IIA Standards, COSO Framework, UAE regulatory requirements, ISO 27001, and ISO 31000.
- Delivered strategic financial leadership through budgeting, forecasting, cash flow optimization, regulatory compliance, and KPI-based performance reporting to support decision‑making for SMEs.
- Provided assignment‑based consulting services as an independent advisor, delivering financial management, risk assessment, internal control evaluation, and governance enhancement across multiple industries.
Deputy Manager - Controls Assurance
Deloitte Touche Tohmatsu India Pvt Ltd
Dubai
11.2022 - 07.2025
- Led and managed audit teams through planning, fieldwork, execution, and reporting phases of risk-based audits in accordance with COSO, COBIT, SOX and regulatory requirements.
- Served as the primary liaison with clients and stakeholders, managing communication, expectations, and timely delivery of audit results.
- Developed audit universe and annual audit plans based on risk assessments, resource allocation, and methodology aligned with IIA Standards and IPPF.
- Conducted internal control evaluations through process walkthroughs, preparation of risk and control matrices, and testing of control design and operating effectiveness across critical business processes.
- Reviewed and updated policies, procedures, and SOPs to ensure compliance with regulatory requirements and internal control standards; supported statutory audit readiness.
- Prepared and presented audit reports and dashboards to senior management and audit committees, identifying root causes, risk exposure, and corrective actions; monitored implementation and closure of audit findings.
Consultant -Risk Advisory
KPMG Consulting & Assurance Services LLP
Bangalore, India
05.2021 - 11.2022
- Performed IT General Controls (ITGC) testing across access management, change management, and IT operations for SOX and regulatory compliance.
- Executed IT Application Controls (ITAC) reviews, validating automated controls within ERP and non‑ERP systems to ensure accuracy, completeness, and appropriate configuration supporting financial reporting.
- Reviewed SOC 1 and SOC 2 reports of third‑party service providers, assessed control effectiveness, identified gaps, and documented reliance considerations for client audits.
- Prepared detailed audit documentation and work papers in accordance with audit methodology and PCAOB standards, supporting external audit teams in integrated audits and risk assessments.
Financial Analyst
HP Computing & Printing Systems India Pvt Ltd
Bangalore, India
04.2018 - 05.2021
- Prepared and analyzed monthly, quarterly, and annual management reports and financial statements, ensuring accuracy and compliance with accounting standards and corporate reporting requirements.
- Managed budgeting, forecasting, and variance analysis for multiple business units, provided insights for cost optimization and profitability improvement.
- Monitored operating expenses, revenue trends, and working capital performance , delivered financial dashboards to assist management in decision‑making.
- Collaborated with internal teams to review financial process controls , supported ITGC and ITAC testing and SOC report reviews to validate system integrity and regulatory compliance.
- Assisted in month‑end and year‑end closing activities including reconciliations, accruals, and accurate reporting for consolidation.
- Supported internal and statutory audits by preparing schedules, addressing queries, and ensuring adherence to audit and governance standards.
Articles Assistant
Suresh & Babu Chartered Accountants
Vijayawada, India
03.2015 - 03.2018
- Executed statutory audits under the Companies Act include vouching, ledger scrutiny, financial statement verification, preparation of audit workpapers, and reporting as per ICAI Standards on Auditing and Ind AS.
- Assisted in internal audits by performing process walkthroughs, testing internal controls, identifying gaps, and preparing risk and control matrices to support compliance and operational efficiency.
- Managed taxation compliance and audits including preparation and filing of Income Tax returns, GST returns, TDS statements, and assisting in tax audit procedures under Section 44AB with Form 3CD documentation.
- Prepared financial statements, performed reconciliations, supported month‑end/year‑end close activities, and ensured compliance with accounting standards and regulatory requirements.
Education
Chartered Accountant (CA) -
Institute Of Chartered Accountants Of India (ICAI)
B.COM (Accounts & Finance) -
Acharya Nagarjuna University
Skills
- Risk Based Audits, Risk Assessments, Risk Management, Risk Control Matrix
- Internal Controls frameworks & Audit Methodologies, Internal Controls over financial reporting (ICOFR)
- Standard Operating Procedures
- Financial analysis, Budgeting, Planning and Forecasting, Financial Statements audit
- Financial modeling, Cashflow forecasting ,variance analysis,
- IFRS,UAE CT,GCC VAT,AML/CFT,CBUAE,ISO 27001,ISO 31000
- Analytical, Communication & Report writing skills
- Stakeholder Management
- Team Management
- Attention to detail, ability to work under deadlines
- Problem solving & critical thinking
- MS Office ,Audit Softwares , ERP systems
Timeline
Assistant Manager - Internal Audit
Crowe Mak
12.2025 - Current
Assignment Based - Internal Audit & Virtual CFO
Young Global
08.2025 - 11.2025
Deputy Manager - Controls Assurance
Deloitte Touche Tohmatsu India Pvt Ltd
11.2022 - 07.2025
Consultant -Risk Advisory
KPMG Consulting & Assurance Services LLP
05.2021 - 11.2022
Financial Analyst
HP Computing & Printing Systems India Pvt Ltd
04.2018 - 05.2021
Articles Assistant
Suresh & Babu Chartered Accountants
03.2015 - 03.2018
Chartered Accountant (CA) -
Institute Of Chartered Accountants Of India (ICAI)
B.COM (Accounts & Finance) -
Acharya Nagarjuna University