Summary
Overview
Work History
Education
Skills
Technical Skills
Timeline
Generic

Frederick Mondol

Dubai,United Arab Emirates

Summary

Institutional Senior Equity Broker with 12 years of experience specializing in GCC and MENA stock markets. Expertise in managing institutional portfolios, executing high-value transactions, and delivering tailored equity solutions to institutional clients. Strong background in market analysis, client relationship management, and providing strategic investment advice. Experienced in collaborating with IT teams to build algorithmic trading engines, enhancing trading efficiency and execution. Adept at leveraging in-depth knowledge of regional economic trends, financial instruments, and market dynamics to optimize returns while mitigating risk.

Overview

17
17
years of professional experience
3
3
years of post-secondary education

Work History

Senior Equity Trader

GTN Middle East Financial Services DIFC Ltd
Dubai, UAE
05.2019 - Current
  • Lead equity trading operations and provide comprehensive support for institutional clients across GCC and MENA markets.
  • Execute large-scale buy and sell orders, ensuring optimal pricing and timing to maximize client value.
  • Analyze market trends, economic reports, and company fundamentals to provide timely investment recommendations.
  • Liaise with IT teams to develop and implement algorithmic trading engines, significantly improving execution speed and accuracy.
  • Maintain and grow relationships with hedge funds, asset managers, and institutional investors.
  • Collaborate with research teams to deliver high-quality insights and market intelligence to clients.
  • Monitor client portfolios and offer strategic guidance to optimize performance in line with investment goals.
  • Ensure all transactions comply with regulatory standards and internal policies.
  • Monitor DMA flows and detect any unusual behavior in the platform.

Institutional Equity Trader

GTN Middle East Financial Services DIFC Ltd
Dubai, UAE
04.2013 - 05.2019
  • Managed a portfolio of institutional clients, delivering tailored equity solutions based on individual investment needs and risk profiles.
  • Executed daily transactions across regional stock exchanges, including DFM, ADX, Tadawul, and others.
  • Collaborated with IT to design and refine algorithmic models that enhanced trading efficiency and reduced transaction costs.
  • Provided market insights, earnings analysis, and stock performance forecasts to clients.
  • Supported senior brokers with large transactions and acted as a point of contact for high-net-worth clients.
  • Conducted in-depth research on equity markets, including industry analysis and competitive positioning.
  • Assisted senior brokers in executing trades and managing institutional client relationships.
  • Performed equity research and analysis, contributing to investment reports and client presentations.
  • Managed client queries, provided operational support, and ensured timely execution of trades.
  • Gained exposure to algorithmic trading development and collaborated with IT teams on system improvements.

Middle office specialist

GTN Middle East Financial Services DIFC Ltd
Dubai, UAE
07.2010 - 04.2013

Onboarding Brokers/Counterparties & Clients
Signing up new clients and Counterparties with our agreement and completing their due diligence.
Consulting with Risk and compliance on any changes the client would suggest on the agreement and reverting with responses.
Collecting KYC documents and ensuring that they are kept in our OMS system for records as per the regulator (DFSA)
Onboarding Introducing Agents/Introducing Brokers and following respective due diligence practice.
Setting up Commission structure in the OMS and ensuring the trade commissions are calculated correctly.

Analyst

JP Morgan
Bangalore, India
06.2007 - 06.2010

Removing settlement discrepancies
Working closely with traders and supporting in day to day trading activities
Liaise with local executing brokers and reconcile trades for broker payments at the end of the every month.

Education

Master of Business Administration - Finance

Manipal University
Manipal, India
04.2005 - 04.2007

CFA - Level 1

CFA Institute
Dubai
01.2019 - 06.2019

Qualification of Brokers Licensing - UAE - CISI

CISI & Securities and Commodities Authority UAE
Dubai
01.2015 - 06.2015

Skills

  • GCC and MENA Stock Market Expertise
  • Institutional Client Management
  • Algorithmic Trading & System Enhancement
  • Equity Sales and Trading
  • Market Research & Analysis
  • Risk Management & Mitigation
  • Regulatory Compliance
  • Investment Strategies & Recommendations
  • Excellent Communication & Negotiation Skills

Technical Skills

  • Bloomberg Terminal.
  • Algorithmic Trading Platforms & Tools
  • Microsoft Office Suite (Excel, PowerPoint, Word)
  • Trading Platforms and Risk Management Software

Timeline

Senior Equity Trader

GTN Middle East Financial Services DIFC Ltd
05.2019 - Current

CFA - Level 1

CFA Institute
01.2019 - 06.2019

Qualification of Brokers Licensing - UAE - CISI

CISI & Securities and Commodities Authority UAE
01.2015 - 06.2015

Institutional Equity Trader

GTN Middle East Financial Services DIFC Ltd
04.2013 - 05.2019

Middle office specialist

GTN Middle East Financial Services DIFC Ltd
07.2010 - 04.2013

Analyst

JP Morgan
06.2007 - 06.2010

Master of Business Administration - Finance

Manipal University
04.2005 - 04.2007
Frederick Mondol