Summary
Overview
Work History
Education
Skills
Languages
Custom
Personal Information
Affiliations
Certification
Timeline
Generic
GUGLOTH PRABHAKAR

GUGLOTH PRABHAKAR

8 37th st Deira,Dubai

Summary

Quality Analyst with a proven record of analysis and maintenance, possessing over 9+ years of experience in Risk and Compliance, specialized in Know Your Customer (KYC), Anti-Money Laundering (AML) & Transaction monitoring. Successfully Coordinated with multiple teams, including Outreach and Relationship Manager (RM) teams to obtain necessary information and documentation for client onboarding and periodic review processes. Experienced in performing Quality Control (QC) and Quality Assurance (QA) activities for 2+ years, ensuring adherence to established standards and procedures. Served as a Subject Matter Expert (SME) for New On-boarding, Periodic and Ad-hoc review profiles.

Overview

10
10
years of professional experience
4
4
years of post-secondary education
1
1
Certification

Work History

Assistant Manager

Genpact
Hyderrabad, India
2023.06 - 2025.01
  • Perform AML and KYC checks on new and existing profiles for all type of clients risks (Low, Medium, and High)
  • Perform due diligence review for Individual, Corporate, Trusts, Funds and Financial Institutional clients to meet the regulatory and other internal KYC requirements
  • Coordinate and perform basic and enhanced due diligence & KYC screening on new and existing customers (Periodically, Client Refresh and Material Change Events) with risk-based approach
  • Screening clients and related parties-including ultimate beneficiary owners, directors, and authorized persons-(such as OFAC, World Check, local country lists, adverse media, politically exposed persons, and sanctions lists) using internal bank screening systems and external applications like Factiva, RDC, Lexis Nexis, and Google negative search
  • Collect data from approved primary sources using internal and external applications like Lexis-Nexis, Arachyns, eCDD+, Accuity, Veritas, Bureau Van Dijk (BVD), Bankers Almanac(BA), Dun & Bradstreet(D&B), Company websites, Business Registry, Regulators websites, etc
  • Assess the risk rating of the customers using the industry risk factors such as geography, products, nature of business and legal structure
  • Coordinate with Relationship Manager (RM) and Onshore Outreach team to collect missing information, such as ID and V, occupation, beneficial ownership details for corporate clients
  • Conduct reviews of existing clients with the database to ensure documentation is kept up-to-date
  • Demonstrate an in-depth understanding of Regulatory Risk & Compliance, Sanctions Screening, PEP screening, Adverse media screening, and escalate true matches
  • Detect and report unusual or suspicious transactions that potentially expose the bank to financial loss, increased expenses, or reputation risk
  • Ensure adherence to KYC guidelines prescribed by regulators from time to time
  • Analyze banking and federal compliance regulations with the purpose of preventing financial crimes such as Money laundering, terrorism financing, fraud, insider trading, market manipulation, etc
  • Review transactions of the customer and dispose the transaction to know it's usual or unusual
  • If it is unusual transaction (i.e
  • Transactions from high risk countries, large cash transactions with no history, using the personal account for business transactions) then requests the explanation from the customers
  • Forward accounts with suspicious transaction patterns to the business unit for Enhanced Due Diligence and recommend to initiate Suspicious Activity Report (SAR) requests
  • Actively participate in team meetings, trainings, and activities to help maintain a safe and productive works environment and ensure high quality and efficient work
  • Prepare meeting notes on daily project highlights and send reports to management
  • TOOLS OF AML/KYC ENHANCEMENT: Eclipse, Business Objects, Stars, Swift Watch Analytics (SWA), Swift Compliance Analytics (SCA)
  • Lexis Nexis, eCDD+, Quantexa, BvD, Arachnys, Veritas, Dun & Bradstreet, Accuity, Bank of Almanac, FACTIVA, and World Check
  • Conducted team meetings on a regular basis, promoting open communication within the team.

Financial Crime Specialist

Wells Fargo Private Ltd
Hyderabad, Inadia
2021.02 - 2022.06

Associate Consultant

Accenture Solutions Private LTD
Banglore, India
2019.10 - 2021.02

Senior Process Associate

Tata Consultancy Services Limited
Hyderabad, India
2017.02 - 2019.10

Process Associate

ICICI Bank LTD
Hyderabad, India
2015.07 - 2016.12

Education

B.E - Electronics and Communications

CVR college of Engineering
Hyderabad, Telangana
2011.09 - 2015.05

Skills

  • Time Management
  • Presentation Skills
  • Sense of Ownership
  • Team Handling Skills
  • KYC regulation understanding
  • AML compliance knowledge
  • CDD procedures expertise
  • EDD implementation competence
  • Sanctions screening proficiency
  • Strong analytical thinking
  • Cross-Functional collaboration
  • Due diligence processes
  • ODD Checker

Languages

ENGLISH
Fluent
Telugu
Fluent
HINDI
Fluent

Custom

I hereby declare that the information furnished above is true to the best of my knowledge.

Personal Information

  • Date of birth: 02/05/93
  • Gender: MALE
  • Marital status: SINGLE

Affiliations

  • Reading Books
  • Gardening

Certification

  • Six Sigma Green Belt & Black Belt
  • ACAMS Professional Member (Studying for ACAMS certification exam)
  • Globally Certified KYC Specialist (Go-AKA) The GLOBAL ASSOCIATION OF CERTIFIED KYC SPECIALIST

Timeline

Assistant Manager

Genpact
2023.06 - 2025.01

Financial Crime Specialist

Wells Fargo Private Ltd
2021.02 - 2022.06

Associate Consultant

Accenture Solutions Private LTD
2019.10 - 2021.02

Senior Process Associate

Tata Consultancy Services Limited
2017.02 - 2019.10

Process Associate

ICICI Bank LTD
2015.07 - 2016.12

B.E - Electronics and Communications

CVR college of Engineering
2011.09 - 2015.05

Similar Profiles

CREATE PROFILE
GUGLOTH PRABHAKAR