Kevin Edison

Fardan Line Manager or MLRO googleGoAMLgoAML

• Provide assistance in execution and implementation of the regulations issued by the Central Bank of The U.A.E. and company’s internal policies and procedures throughout the organization
• Sanction screening for daily Remittance, Incoming and FC transactions
• Provide assistance in administration of compliance monitoring & on-boarding functions, KYC, CDD & EDD
• Review the STR’s raised by the branch and further raise it to the Compliance Manager and further reporting to FIU if found suspicious
• Assistance in obtain documentary proof of suspicious transactions and ensure effective record keeping of suspicious transaction identified and report to the CBUAE
• Familiarize with the training functions to the staff - induction & refresher training program
• Familiarized with record keeping & updating records in compliance department
• Reports for regulatory filing and reporting to CBUAE portals of Daily Remittance, GOAML, ERF and reply for IEMS and other Regulatory search and freeze enquiries and updating the same in internal Black list Master.
• Addressing various inquiries from governmental departments, police and regulatory authorities
• Coordinate with CBUAE for Audit, and with Internal and External auditors for the independent audit
• Developed remedial action plans when needed if audit findings called for action
• Providing ongoing support to maintain and uphold the compliance program
• Assisting MLRO for assigned duties & for all regulatory requirements & standards establishment

• Coordinating with Compliance Department regarding Compliance and AML/CFT matters.
• Ensuring all Customer KYC are accurate and Completing all the Compliance Checklist
• Monitoring day-to-day transactions of the branch for any unusual ones and report to the Compliance Department at the Head Office.
• Taking instructions /approval from the Compliance Officer, Compliance Department and reporting on all matters regarding AML Compliance.
• Responsible for the safe keeping of the AML related documents of the branch.
• Responsible for the archiving of all related files and when required, retrieving the files from the achievers for proceeding five years.

• On boarding Individual and Corporate Clients
• Attending the customers for making DD, Telex Transfers, Electronic Transfers.
• Receive/issue cash transaction instruments like Remittance, Foreign Currency Exchange, TT, and Value Added Services transaction payments etc.
• Complying to Organization's AML Policy & Procedures.
• Report to AM/Br. Supervisor about any discrepancy in cash count.
• Reconcile all end day transactions prior to leaving the branch to ensure that all cash receipts & delivery are in order with business transactions.

• Attending the customers for Loan and Electronic Transfers and reporting of Unusual activities to Senior Manager / Risk Manager.
• Receive/issue cash transaction instruments like Remittance, Foreign Currency Exchange, Value Added Services transaction payments etc.
• Complying to Organizations AML Policy & Procedures.