KRITI SINHA
Dubai,UAE
Overview
11
11
years of professional experience
Work history
Assistant Vice President
Apex Fund Services
Dubai, UAE
10.2023 - Current
- Responsible for end to end on boarding of investor/client and support KYC periodic/event driven review of existing client in high quality and timely manner.
- Regularly updated knowledge on regulations, ensuring continuous compliance with evolving guidelines and laws regarding KYC and AML and CFT requirements.
- Streamlined compliance processes using up-to-date knowledge of laws and regulations and highlighting suspicious activity to compliance.
- Liaise effectively with investor and guidance on onboarding.
- Conducting due diligence on new and existing client, obtaining information from public sources, screening natural person/entity against sanctions, adverse news and politically exposed person.
- Collect and verify/corroborate KYC/AML related documentations to perform due diligence.
- Remain current and thorough on operational process as applicable in DIFC.
- Complete remediation/other project as and when applicable within stipulated deadlines.
Compliance Officer Cum Company Secretary
ADAM GLOBAL
DUBAI, UAE
09.2022 - 09.2023
- Ensuring Investor onbaording Compliance (Source of fund/Source of wealth) as per Anti Money Laundering Law.
- Maintaining and ongoing due diligence of Investor and related parties
- Maintaining the statuatory data of Investors,UBO,Directors and all other related paerties.
- Maintaining Shareholder registers.
- Ensuring data privacy as per the AML regulation.
- Assisting Invsestor by disbursing relevant information under the ambit of AML law.
- Generation and sharing of Investor compliance reports.
- Implementing the company's anti-money laundering compliance policies.
- Keeping up with the latest AML regulations and laws.
- Taking protective measures against financial crimes to the company.
- Informing and training colleagues on AML regulatory changes and its implication.
- Working efficiently on organization AML software and providing timely resolution in case of Suspicious Transaction.
- Incorporation of company in UAE.
- Conducting Board meeting and preparation of pre and post secreterial documents.
- Performing filing requirements of documents as per Companies Act ,UAE.
- Drafting and negotiating the agreements as per requirement of client.
- Maintaing and documenting all the secreterial documents.
Company Secretary
Amnate India Pvt. Ltd, Under Reliance Retail Ventures Limited
Bangalore
05.2019 - 05.2022
- Organizing Annual General Meeting & Board Meeting of the Company.
- Drafted accessible minutes and resolutions Board and Shareholders meetings and lodged required documents with Companies House.
- Prepared agendas for meetings and subsequently implemented agreed action points.
- Liable for signing the Audited Financial Statement and Board Report of the Company.
- Efficient at Annual ling of forms to MCA & reconciling the statuary reports of the company.
- Meticulous at maintaining statuary register required under Companies Act, 20l3.
- Filing the forms required by a company to the Ministry of Corporate affairs.
- Proficient at handling the company's legal matters & drafting various agreements related to Acts applicable to the company.
- Scrupulously developing and finalizing the P/L and balance sheet of the company.
- Facilitated smooth and effective communication flow between senior management and shareholders.
- Provided interdisciplinary legal support to senior management regarding implementations of proposed policies.
Executive Trainee
KPMH & Co
Ranchi, India
06.2018 - 03.2019
- Analyzed monthly reporting to reconcile production operations and general ledger.
- Reconciled accounts from income and expense data to net worth and assets.
- Accurately documented all cash, credit, fixed assets, accrued expenses and line of credit transactions.
- Reviewed and processed employee expense reports and vendor invoices for payment.
- Created quarterly and yearly balance sheets to track financial trends and performance.
- Advised clients on matters pertaining to Companies Act 2013 to eliminate company non-compliance.
- Ensuring clients about the filing of requisite forms under ministry of corporate affairs.
Company Secretary Intern
Jharkhand State Electricity Board
Ranchi, India
04.2016 - 07.2017
- Drafted accessible minutes and resolutions of meetings and lodged required documents with Companies House
- Compiled general ledger entries on short schedule with 100% accuracy
- Interpreted financial statements, account records and detailed numerical data to make accurate audit assessments
- Maintained updated knowledge of risk management policies and compliance requirements for audit accuracy
- Ensured full compliance with public company regulations
- Developed flowcharts and data visualizations to clarify audit findings.
Accountant Intern
Aditya Shah & Associates
Ranchi
01.2014 - 03.2016
- Consulted with clients on business issues to develop innovative, strategic proposals
- Delivered high level of service to clients to both maintain and extend relationships for future business opportunities
- Monitored accounts for compliance with established payment plans and flagged those in violation
- Set up and maintained ERP system finance function across client’s business units
- Compiled and analyzed data using Microsoft Excel and Access
- Standardized department filing system to increase efficiency
- Managed day-to-day admin, including file organization, spreadsheet development and report writing.
Education
Certificate Of Higher Education, Anti Money Laundering Certified Anti Money Laundering Analyst -
UAE
08-2022
Juris Doctor, Law - undefined
Ranchi University
11-2018
Company Secretary, Law - undefined
Institute Of Company Secretaries of India
12-2017
Bachelor Of Accounting - Accountancy
Ranchi University
07-2015
Skills
- Corporate secretarial practice
- Board meeting support
- Audit coordination
- Legal and judicial processes
- Drawing interpretation
- Documentation drafting
- Anti Money Laundering (AML) process
Accomplishments
- Best Report" on NFRA by ICSI-Navi Mumbai.
- "First Prize" in All India elocution competition by ICSI.
- "First Prize" in Group presentation on Secretarial Standard by ICSI.
- "Second Best Participant" in EDP Training by ICSI.
- "Second Prize" in Group presentation on Leadership by ICSI.
Personal Information
Title: COMPLIANCE OFFICER AND COMPANY SECRETARY
Timeline
Assistant Vice President
Apex Fund Services
10.2023 - Current
Compliance Officer Cum Company Secretary
ADAM GLOBAL
09.2022 - 09.2023
Company Secretary
Amnate India Pvt. Ltd, Under Reliance Retail Ventures Limited
05.2019 - 05.2022
Executive Trainee
KPMH & Co
06.2018 - 03.2019
Company Secretary Intern
Jharkhand State Electricity Board
04.2016 - 07.2017
Accountant Intern
Aditya Shah & Associates
01.2014 - 03.2016
Juris Doctor, Law - undefined
Ranchi University
Company Secretary, Law - undefined
Institute Of Company Secretaries of India
Bachelor Of Accounting - Accountancy
Ranchi University
Certificate Of Higher Education, Anti Money Laundering Certified Anti Money Laundering Analyst -
UAE
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