LEZLITA QUADRAS
Dubai,UAE
Summary
Experienced compliance professional with expertise in regulatory sanctions and post-transaction monitoring. Skilled in
implementing compliance frameworks, conducting detailed transaction analysis, and ensuring strict adherence to AML
and sanctions regulations. Proficient in KYC/CDD/EDD processes and risk mitigation strategies to safeguard
organizations from regulatory and reputational risks. Collaborative and forward-thinking, with a proven ability to
address emerging compliance challenges effectively.
Overview
10
10
years of professional experience
Work History
Senior Officer - AML/Transaction Monitoring
Al Ansari Exchange UAE
Dubai, UAE
01.2022 - 04.2025
- Implemented rule-based systems to proactively screen transactions for high-risk indicators (value, geography, complexity).
- Conducted real-time due diligence on trade/service transactions, verifying documentation to preempt financial crime.
- Proactively detected and managed sanctions/PEP risks by analyzing alerts before potential issues.
- Screened vessels and trade routes against dual-use goods regulations to prevent illicit activities.
- Analyzed transaction history and data to identify potential risks requiring further investigation.
- Utilized World-Check for initial vessel and party screening to flag potential red flags early.
- Developed customer risk matrices to enhance initial risk assessment and reporting.
- Identified excessive risk, fraud, and misrepresentations through initial transaction analysis.
- Evaluated financial behavior patterns using software for early detection of anomalies.
- Applied advanced data analysis techniques to initially identify suspicious financial activities.
- Investigated flagged transactions and suspicious activities, including common fraud schemes and hawala indicators.
- Regularly screened against international negative watch lists (INWL) and addressed related compliance concerns.
- Collaborated with law enforcement on suspicious transactions, ensuring proper investigation and reporting.
- Investigated mobile application fraud cases (unauthorized transactions, hacking) according to regulations.
- Prepared and filed Suspicious Transaction Reports (STRs/SARs) via GoAML, maintaining internal watchlists.
- Initiated Requests for Information (RFIs) to clarify potential risks identified during monitoring.
- Conducted quality checks on investigations and SARs to ensure accuracy and compliance.
- Managed real-time task performance and team efficiency in handling post-factor alerts.
- Wrote clear case notes to document investigation findings and facilitate communication.
- Presented investigation findings to senior management effectively.
- Conducted thorough investigations to mitigate identified risks and frauds.
- Addressed customer queries related to flagged transactions promptly.
Branch support
Al Ansari Exchange UAE
Dubai
01.2022 - 06.2022
- Provided comprehensive support to branches across the UAE by addressing inquiries and approving transactions based on submitted documentation.
- Identified potential risk factors and guided frontline staff through transaction processes.
- Collaborated with relevant teams to ensure the smooth execution of real-time transactions.
Client Due Diligence (CDD)/KYC Analyst
HSBC Bank India
UAE
02.2018 - 10.2021
- Managed end-to-end KYC processes for a diverse client portfolio, including corporates, government entities, and financial institutions.
- Conducted risk-based KYC reviews and updates, ensuring compliance with regulatory requirements.
- Utilized advanced due diligence tools (Orbis, Bank Check, Bloomberg, Zawya, Eikon, Avox) to verify client information and identify potential risks.
- Conducted in-depth investigations on high-risk clients and suspicious transactions, reporting findings to compliance.
- Adhered to HSBC's AML/CDD policies and procedures, maintaining accurate and up-to-date client records.
- Performed sanction screening and PEP checks, escalating high-risk indicators to financial crime compliance.
- Analysed SARs and transaction data to identify potential money laundering or terrorist financing activities.
- Collaborated with internal and external stakeholders to ensure efficient and effective KYC processes.
- Achieved consistent high performance, recognized as a top performer for three consecutive years.
- Stayed updated on regulatory changes and communicated their implications to the team.
- Promoted to Client Due Diligence Officer in 2020.
FATCA & CRS Analyst
Tata Consultancy Services (India)
India
06.2015 - 12.2017
- Performed quality assurance on FATCA-NCA processes for Deutsche Bank, ensuring compliance with UK and US FATCA regulations.
- Possessed a strong understanding of US tax information rules for US and non-US persons.
- Validated tax documentation provided by the Client Onboarding Team (COB).
- Conducted thorough reviews of FATCA documentation for existing clients against established policies and procedures.
- Processed W-8 and W-9 tax forms accurately, adhering to IRS regulations and utilizing vendor tools.
- Supported the preparation of weekly NCA reporting files for Deutsche Bank.
- Implemented the Common Reporting Standard (CRS), validating client self-certifications and classifications.
- Effectively communicated FATCA-NCA requirements to internal and external stakeholders.
- Demonstrated in-depth knowledge of IRS Forms W-9 and W-8 and associated reporting requirements.
Education
Master of Business Administration (MBA) - Human Resource Management
JAIN UNIVERSITY
Bengaluru, KarnatakaBachelor of Commerce (B. Com) - undefined
MILAGRES COLLEGE KALLIANPUR
Udupi, KarnatakaCommerce - undefined
MILAGRES PRE UNIVERSITY COLLEGE KALLIANPUR
Udupi, KarnatakaSSLC - undefined
HMMMS ENGLISH MEDIUM SCHOOL BYNDOOR
Udupi, KarnatakaSkills
- World-Check (Refinitiv)
- Basic knowledge of SQL
- SeaSearcher
- Lexis Nexis
- MS Office (Word, Excel, PowerPoint)
Languages
English
Hindi
Kannada
References
References available upon request.
Personal Information
- Passport Number: S8374604
- Husband's Name: Anthon Rodrigues
- Date of birth: 09/13/94
- Gender: Female
- Nationality: Indian
- Visa status: Employment Visa
CORE COMPETENCIES
- Sanctions Screening (CBUAE, OFAC, HMT, UNCL)
- AML/Compliance Training
- AML Transaction Monitoring/TBML
- KYC/CDD/EDD Onboarding
- STR/SAR Reporting
- Regulatory Knowledge (FATF, OFAC, EU, UNSC, OFSI, CBUAE, UAE, GDPR)
- PEP Screening
- Risk Assessment
- Fraud Investigation
Timeline
Senior Officer - AML/Transaction Monitoring
Al Ansari Exchange UAE
01.2022 - 04.2025
Branch support
Al Ansari Exchange UAE
01.2022 - 06.2022
Client Due Diligence (CDD)/KYC Analyst
HSBC Bank India
02.2018 - 10.2021
FATCA & CRS Analyst
Tata Consultancy Services (India)
06.2015 - 12.2017
Bachelor of Commerce (B. Com) - undefined
MILAGRES COLLEGE KALLIANPUR
Commerce - undefined
MILAGRES PRE UNIVERSITY COLLEGE KALLIANPUR
SSLC - undefined
HMMMS ENGLISH MEDIUM SCHOOL BYNDOOR
Master of Business Administration (MBA) - Human Resource Management
JAIN UNIVERSITY
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