To seek and maintain full-time position that offers professional challenges utilizing interpersonal skills, excellent time management and problem-solving skills.
Hi, I’m
Mahammad Nadeem
Alternate Compliance Officer
Dubai
Summary
Overview
10
years of professional experience
1
CAMS
1
CAMI
1
CAME
Work History
International Development Exchange
Alternate Compliance Officer
07.2024 - Current
Job overview
- Managed relationships with regulators, maintaining open lines of communication to ensure transparent operations.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Promoted a culture of continuous improvement through ongoing evaluation and refinement of compliance program elements.
- Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
- Reduced the risk of financial penalties by conducting thorough internal audits on a regular basis.
- Spearheaded investigations into potential violations, promptly addressing issues to maintain company reputation and avoid sanctions.
- Provided expert guidance on complex regulatory matters, enabling informed decision-making within the organization.
- Streamlined reporting processes for improved efficiency in submitting data to regulatory agencies.
- Developed comprehensive training programs to increase employee awareness of compliance requirements and expectations.
- Advised senior management on strategic planning initiatives, incorporating compliance considerations into decision-making processes.
- Implemented successful remediation efforts following audit findings, minimizing adverse consequences for the organization.
- Ensured timely identification of potential issues by establishing robust monitoring systems and controls.
- Enhanced regulatory compliance by auditing and revising company policies and procedures.
- Boosted staff compliance awareness with creation and delivery of engaging training sessions.
- Identified gaps in existing compliance processes and recommended updates.
- Kept informed regarding pending industry changes, trends or best practices.
- Evaluated and monitored supplier and partner relationships to support compliance.
- Assisted with development of compliance objectives and strategies.
- Determined licensing eligibility by examining test results and comparing against established structures.
- Control daily activity -Transaction monitoring-KYC documentation-Manage staff activity- Monitor query from Regulatory and Law enforcement etc
- Training to all staff -FLA,1ST Line defense, Management
Sama Exchange
Risk Officer/Compliance Executive
02.2021 - 06.2024
Job overview
- Applied subject matter expertise and industry knowledge to provide independent oversight to operational risk management activities.
- Engaged in complex data analytics, quality assurance and database management to quantify and substantiate observations and lend credence to proposed operational enhancements.
- Took initiative in gathering information and solving problems independently within highly structured corporate environment.
- Studied front line risk acceptances to identify avenues for improvement to new and existing business initiatives.
- Conducted thorough due diligence on potential investments, minimizing exposure to unforeseen risks.
- Managed a team of risk analysts, fostering a culture of continuous improvement and excellence in risk management.
- Developed comprehensive risk reports for senior management, enabling informed decisionmaking.
- Established strong relationships with regulators and external partners to foster trust and credibility for the organization''s risk management efforts.
- Implemented effective controls to limit operational risks associated with work processes in various departments.
- Maintained a comprehensive risk register, regularly updating and tracking mitigation actions to ensure optimal risk management.
- Control daily activity -Transaction monitoring-KYC documentation-Manage staff activity- Monitor query from Regulatory and Law enforcement etc
Sargam Restaurant Group
Accountant
08.2020 - 01.2021
Job overview
- Handled day-to-day accounting processes to drive financial accuracy.
- Reconciled accounts and reviewed expense data, net worth, and assets.
- Documented cash, credit, fixed assets, accrued expenses, and line of credit transactions.
- Gathered financial information, prepared documents, and closed books.
Sharaf Exchange
Branch Incharge
08.2019 - 08.2020
Job overview
- Transaction monitor, and target oriented sales (Remittance, Foreign currency exchange and WPS)
- Checking the bank reconciliations for Outstanding and Returned transactions
- Managing correspondent bank Compliance issues and Queries
- Reporting any suspicious transaction reporting to compliance department
- Train to new joiners and control the overall branch activity includes staff schedule
- Customer compliant and inquiry Management
- Prepare customer database, collect customer database through search engine or reference from other clients
- Deal with corporate and individual customer for different product
Delma Exchange
Branch Supervisor
02.2015 - 07.2019
Job overview
- Boosted customer satisfaction with attentive service and prompt resolution of issues.
- Motivated, trained and disciplined employees to meet performance benchmarks.
- Assigned job roles and oversaw performance.
- Handled escalated customer complaints professionally while working towards swift resolutions that maintained client satisfaction levels.
- Managed daily operations for smooth functioning, ensuring a high level of productivity.
- Oversaw branch security protocols, maintaining a safe workplace for both employees and customers alike.
- Led team meetings to share updates, discuss performance metrics, and set goals for improvement.
- Analyzed financial data to optimize budget allocation and achieve cost-saving measures.
- Optimized staffing schedules to maximize productivity during peak hours while minimizing labor costs during slower periods.
- Collaborated with other supervisors to coordinate activities of individual team members and departments.
- Organized staff training sessions to enhance skills and maintain compliance with industry regulations.
- Cash control-Cash activity
Education
Bir Tikendrajit UniversityManipur,India
MBA from Finance Management
08.2024
University Overview
- Accountancy
Mangalore UniversityKarnataka,India
Bachelor of Commerce from Accounting
05.2014
University Overview
- Accountancy
Skills
- Compliance Monitoring
- Document Review
- Internal Audits
- Regulatory knowledge
- Policy analysis
- Risk Management
- Sanctions compliance
- Training
- Data privacy
- Legal Research
- Anti-Money Laundering
- Advertising understanding
Certification
- CAMS
- CAMI
- CAME
Languages
English
Bilingual or Proficient (C2)
Hindi
Bilingual or Proficient (C2)
Kannada
Bilingual or Proficient (C2)
Malayalam
Advanced (C1)
Tamil
Advanced (C1)
Telugu
Upper intermediate (B2)
Urdu
Bilingual or Proficient (C2)
Arabic
Beginner (A1)
Accomplishments
Accomplishments
- Supervised team of 15 staff members.
Work Preference
Work Type
Full TimeContract WorkWork Location
On-SiteRemoteHybridImportant To Me
Career advancementWork-life balanceCompany CultureFlexible work hoursPersonal development programsHealthcare benefitsAvailability
See my work availability
Not Available
Available
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Software
AML Trace
Wallsoft
Casmax
Isheild
Symex
Cafe
Timeline
Alternate Compliance Officer
International Development Exchange
07.2024 - Current
Risk Officer/Compliance Executive
Sama Exchange
02.2021 - 06.2024
Accountant
Sargam Restaurant Group
08.2020 - 01.2021
Branch Incharge
Sharaf Exchange
08.2019 - 08.2020
Branch Supervisor
Delma Exchange
02.2015 - 07.2019
Bir Tikendrajit University
MBA from Finance Management
Mangalore University
Bachelor of Commerce from Accounting
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