Mohammed Sarthaj CP
Internal Auditor Manager
Dubai
Summary
Internal Audit professional with 10+ years of experience in risk-based auditing across real estate and healthcare sectors in the GCC. Proven expertise in developing audit plans, strengthening internal controls, and driving process improvements. Skilled in stakeholder management, risk assessment, and governance frameworks.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Internal Audit Team Leader /Senior Internal Auditor
Azizi Developments
07.2023 - Current
- Designed and executed annual audit plans aligned with enterprise risk framework.
- Supported management in developing action plans to address identified issues, promoting timely resolution of audit findings.
- Managed cross-functional teams in conducting complex audits across various departments, ensuring accurate results and recommendations.
- Identified opportunities for cost savings through careful analysis of financial data during audits, contributing to improved profitability.
- Conducted regular follow-up reviews to ensure that previously identified concerns were addressed appropriately in a timely manner.
- Reviewed and identified risks, analyzed controls and tested compliance.
- Evaluated compliance with regulatory requirements, mitigating potential risks and protecting organizational reputation.
- Evaluated company's policies to determine how well standards adhered to best practices.
- Assisted in the development of company policies and procedures, promoting a strong internal control environment.
- Detected fraudulent activities by conducting thorough investigations and analyzing transactional data.
- Reviewed customer accounts for unusual activity or patterns indicative of potential fraud risks, flagging concerns for further investigation.
- Conducted regular audits to identify areas of vulnerability and opportunities for improvement in fraud detection systems.
- Performed root cause analyses on identified issues, providing actionable recommendations for long-term improvements in business practices.
- Conducted risk assessments to determine areas requiring increased focus during subsequent audits.
- Streamlined audit processes, improving efficiency and reducing time spent on each audit engagement.
Deputy Manager / Assistant Manager / Sr. Executive
Aster DM Healthcare
05.2017 - 06.2023
- Designed and executed annual audit plans aligned with enterprise risk framework.
- Led risk-based internal audits across GCC operations, identifying control gaps and improving compliance.
- Supported management in developing action plans to address identified issues, promoting timely resolution of audit findings.
- Managed cross-functional teams in conducting complex audits across various departments, ensuring accurate results and recommendations.
- Identified opportunities for cost savings through careful analysis of financial data during audits, contributing to improved profitability.
- Conducted regular follow-up reviews to ensure that previously identified concerns were addressed appropriately in a timely manner.
- Enhanced audit efficiency by implementing risk-based audit strategies and streamlining processes.
- Reviewed and identified risks, analyzed controls and tested compliance.
- Evaluated compliance with regulatory requirements, mitigating potential risks and protecting organizational reputation.
- Evaluated company's policies to determine how well standards adhered to best practices.
- Detected fraudulent activities by conducting thorough investigations and analyzing transactional data.
- Conducted regular audits to identify areas of vulnerability and opportunities for improvement in fraud detection systems.
- Collaborated with management to develop action plans to address identified issues, fostering a proactive approach to risk management.
- Performed root cause analyses on identified issues, providing actionable recommendations for long-term improvements in business practices.
- Maintained detailed records of completed audits for reference purposes, ensuring easy access to historical information when needed.
CA Article Assistant
Ralph Robert & Associates
09.2012 - 09.2015
- Prepared insightful management reports that provided valuable insights into company performance, supporting strategic decision-making efforts.
- Conducted thorough financial audits, identifying discrepancies and recommending corrective actions to improve overall efficiency.
- Streamlined accounting processes for improved efficiency and reduced errors, implementing new software systems.
- Ensured compliance with tax regulations by accurately preparing and submitting tax returns for clients.
- Mentored junior accountants, providing guidance on best practices and career development opportunities.
- Played an integral role in the successful completion of various financial projects by leveraging expertise in accounting principles and industry best practices.
Education
CA Final Group I - Finance
Institute of Chartered Accountants of India
India 04.2001 -
CA Intermediate - Finance
Institute of Chartered Accountants of India
India 04.2001 -
Bachelor of Commerce - Finance
St Joseph’s College Devagiri
India 04.2001 -
Skills
Stakeholder Collaboration
Team Oversight
Strategic Audit Management
Risk Assessment Framework
Cross-Functional Coordination
Documentation and Reporting
Team Building
Data Analytics
Internal Controls
Data Analytics (Excel, Power Query)
Process Improvement
Accomplishments
Developed a 3-year risk-based internal audit plan for all group entities and business verticals at Aster DM Healthcare, aligning audit priorities with enterprise risk exposure.
Highlighted revenue loss from non-integration of clinic and pharmacy prescription systems, driving fast-tracked implementation of real-time integration.
Uncovered AED 6+ million in uncollected DEWA deposits during security deposit audits for handed-over flats, driving corrective actions and improved tracking mechanisms.
Certification
ISO 9001:2015 Quality Management System Internal Auditor
Timeline
Internal Audit Team Leader /Senior Internal Auditor
Azizi Developments
07.2023 - Current
ISO 9001:2015 Quality Management System Internal Auditor
12-2021
Deputy Manager / Assistant Manager / Sr. Executive
Aster DM Healthcare
05.2017 - 06.2023
CA Article Assistant
Ralph Robert & Associates
09.2012 - 09.2015
CA Final Group I - Finance
Institute of Chartered Accountants of India
04.2001 -
CA Intermediate - Finance
Institute of Chartered Accountants of India
04.2001 -
Bachelor of Commerce - Finance
St Joseph’s College Devagiri
04.2001 -