Summary
Overview
Work history
Education
Skills
Languages
Certification
Timeline
Generic

Neelam Neervarthi Pushparaj

Al Zahiya Navy Gate - Abu Dhabi,UAE

Summary

Highly skilled compliance and risk management professional with expertise in regulatory analysis, internal auditing, and fraud detection. Proficient in Excel, Microsoft Office 365, and Power BI for dashboard preparation and data analysis. Demonstrated success in conducting compliance audits, implementing policies, and leading compliance initiatives to ensure adherence to regulatory standards. Adept at delivering training, managing KYC procedures, and rectifying breaches while maintaining meticulous record-keeping and reporting practices. Committed to leveraging strong leadership abilities and communication strategies to drive organizational integrity and operational excellence.

Overview

6
6
years of professional experience
4
4
years of post-secondary education
1
1
Certification

Work history

Compliance officer

Smart Union Commercial Brokerage LLC
Abu Dhabi, UAE
01.2025 - Current
  • Conducted internal investigations into compliance issues, ensuring prompt resolutions.
  • Identified compliance vulnerabilities and developed improved risk management strategies.
  • Delivered training sessions on compliance matters to enhance adherence to policies.
  • Implemented rigorous checking systems to guarantee procedure compliance with regulations.
  • Monitored activities for legal conformance, minimising risk exposure.
  • Reviewed new laws regularly to assess impacts on company operations.
  • Maintained detailed records of compliance activities for audit purposes.
  • Facilitated proactive team communication to mitigate potential non-compliance.

Legal secretary

Induslaw Firm
Bangalore, India
04.2023 - 09.2024
  • Executed general secretarial tasks, ensuring a well-functioning office environment.
  • Drafted legal documents to facilitate timely case resolution.
  • Liaised between clients and lawyers, promoting open communication channels.
  • Provided comprehensive administrative support to solicitors, enhancing overall efficiency.
  • Streamlined office operations by implementing effective filing systems.
  • Facilitated legal procedures through meticulous scheduling of appointments and deadlines.
  • Conducted legal research, contributing to successful outcomes in complex cases.
  • Maintained organized client files for easy access and retrieval.

Operations executive

Ernst & Young
Bangalore, India
04.2019 - 03.2023
  • Secured Advanced Associate level 3 in GCR US FSO Tax compliance overseas.
  • Directed a workforce exceeding 1,000 professionals, improving team dynamics.
  • Administered budgets and calendars for leadership while managing training schedules.
  • Produced instructional materials such as PPTs and handbooks for onboarding purposes.
  • Implemented tax essentials training for new hires to support compliance initiatives.
  • Streamlined procurement, HR activities, and quality control processes.
  • Coordinated travel logistics for both international and domestic requirements.
  • Facilitated both online and classroom training sessions to boost knowledge retention.

Education

Bachelor of Journalism - Mass Communication, Journalism, Political Science & Sociology

St. Joseph's College
India
06.2012 - 03.2016

Skills

  • Excel and Microsoft Office 365
  • Power BI dashboard preparation
  • Compliance auditing and risk assessment
  • Regulatory analysis and internal investigations
  • Training delivery and policy implementation
  • Communication strategies and record keeping
  • Legal research and report preparation
  • Data analysis and time management
  • KYC procedures expertise
  • Breach rectification methods
  • Leadership in compliance initiatives
  • Fraud detection

Languages

English
Fluent

Certification

  • Magazine Management Track - MTI
  • Digital Magazine Publishing Seminar - MTI
  • Advanced Microsoft Excel - Aptech
  • Business Fundamentals : Corporate Strategy - Udemy
  • Project Management Fundamentals - Udemy
  • Supply Chain Fundamentals - Udemy
  • Change Management for Organization - Udemy
  • Market Forces of Demand, Supply & Equilibrium - Udemy


Timeline

Compliance officer

Smart Union Commercial Brokerage LLC
01.2025 - Current

Legal secretary

Induslaw Firm
04.2023 - 09.2024

Operations executive

Ernst & Young
04.2019 - 03.2023

Bachelor of Journalism - Mass Communication, Journalism, Political Science & Sociology

St. Joseph's College
06.2012 - 03.2016

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Neelam Neervarthi Pushparaj