Noof Almaazmi
Dubai
Summary
Detail-driven focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations and procedural reviews.
Overview
9
9
years of professional experience
1
1
Certification
Work History
Compliance & Regulatory Assurance Manager
United Arab Bank
10.2019 - Current
- CBUAE regulations gap analysis monitoring and assurance
- CPR gap analysis monitoring and assurance Implementation of bank-wide self-assessment control methodology for ascertaining compliance status with the regulatory requirements.
- Preparing compliance committee BRCC meetings presentations with regulatory updates status
- Product, policies, and procedures review and update in line with applicable regulatory frameworks
- Provide advisory and coaching to staff and stakeholders on compliance assurance
- Maintain the bank’s corporate governance policies
- Personal trading and related party transactions
- Preparing compliance dashboard/matrices
- Handling whistleblowing and conflict of interest
- FATCA-CRS process, advisory, remediation & report submission.
- CBUAE regulations gap analysis monitoring and assurance
- CPR gap analysis monitoring& assurance
- projects risk campion RCSA
- Identified, investigated and documented compliance violations and recommended corrective measures.
- Responded to employee inquiries regarding compliance regulations and procedures.
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
Assistant Manager of Regulatory and Compliance
Assicurazioni Generali S.p.A. - Dubai
11.2017 - 11.2019
- Ensure that Assicurazioni Generali S.p.A. running effectively in UAE, in line with the AML Regulatory requirements, and Insurance Authority & Central Bank policy & procedures
- Providing support to business for requirements on AML & Compliance systems and matters.
- Coordinate with the Group Compliance to ensure compliance policies aligned with HO and UAE update SOPS.
- Money Laundering Reporting Officer (SAR)
- Review and ensure AML policies, procedures and controls cover all applicable laws & regulations and internal Group guidelines
- Support and offer guidance to staff on AML matters
- Conduct enhanced due diligence on high value customers and initiate AML/CTF investigations as required
- Support the Compliance Manager on areas related to GDPR
- Assess general compliance risks and suggest risk mitigation policies
- Implement approved policies, processes, systems, standards and procedures
- Perform compliance testing and monitoring as per the Group Policy
Compliance Officer
Commercial Bank of Dubai (CBD)
10.2014 - 11.2017
- Identified, investigated and documented compliance violations and recommended corrective measures.
- Responded to employee inquiries regarding compliance regulations and procedures.
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Ensure a banking policies and procedures comply with the rules associated with mortgage lending, deposits, and consumer lending.
- Preforming enhanced due diligence on high-risk account
- Review the customer KYC and NTB (retail customers, Wholesale banking and corresponding banking.
- Screening names under watch list by CBUAE (freeze search, policy letters, policy inquiry, court).
- Record keeping and quality check of onboarded customers and KYC.
- Adhoc communication to business under CBUAE communication.
Education
Master of Arts - MA in Interpretation Translation|
American University of Sharjah
Sharjah 01.2019
Bachelor of Arts - International Studies With Minor in Education
Zayed University
Dubai07.2013
Skills
- Digital Assurance
- Assurance Mapping
- Regulatory Controls
- Revenue Assurance
- Team Leadership
- Effective Bilingual Communication
- Collaboration And Teamwork
- Logical Reasoning
- Organizational Skills
- Emotional Intelligence
- Creative Problem Solving
Accomplishments
FATCA- CRS full Remediation-UAB
CPR full Remediation-UAB
GDPR full Remediation-Generali A.G
Affiliations
AUS Alumni
Certification
Training | Trainings and Certificates
· Introduction to Financial Crimes by EIBFS
· General Data Protection Regulation (GDPR) Essentials by EIBFS
· Effective Compliance Monitoring System by EIBFS
· Banking Practice Law in the UAE by EIBFS
· Liquidity Risk Management
2019
· International Anti –Money Laundering Certificate by CCL Academy
· ANTI-MONEY LAUNDERING training by UAE Insurance Authority
2018
· Customer Service training by UAE Insurance Authority
· General Insurance training by UAE Insurance Authority
· Health Insurance Professional training
2016
· Correspondent Banking Certificate by CCL Academy
· Anti-Money Laundry Certificate by Emirates Institute for Banking and Financial Studies
2015 -2016
· Fulbright Alumni granted to be fully supported by Fulbright to do a M.A in Early Childhood Education at the University of Chicago
Languages
Arabic
Bilingual or Proficient (C2)
English
Bilingual or Proficient (C2)
Timeline
Compliance & Regulatory Assurance Manager
United Arab Bank
10.2019 - Current
Assistant Manager of Regulatory and Compliance
Assicurazioni Generali S.p.A. - Dubai
11.2017 - 11.2019
Compliance Officer
Commercial Bank of Dubai (CBD)
10.2014 - 11.2017
Master of Arts - MA in Interpretation Translation|
American University of Sharjah
Bachelor of Arts - International Studies With Minor in Education
Zayed University
Training | Trainings and Certificates
· Introduction to Financial Crimes by EIBFS
· General Data Protection Regulation (GDPR) Essentials by EIBFS
· Effective Compliance Monitoring System by EIBFS
· Banking Practice Law in the UAE by EIBFS
· Liquidity Risk Management
2019
· International Anti –Money Laundering Certificate by CCL Academy
· ANTI-MONEY LAUNDERING training by UAE Insurance Authority
2018
· Customer Service training by UAE Insurance Authority
· General Insurance training by UAE Insurance Authority
· Health Insurance Professional training
2016
· Correspondent Banking Certificate by CCL Academy
· Anti-Money Laundry Certificate by Emirates Institute for Banking and Financial Studies
2015 -2016
· Fulbright Alumni granted to be fully supported by Fulbright to do a M.A in Early Childhood Education at the University of Chicago
Similar Profiles
Abdalla Sultan Mohammed Sultan AlMheiriAbdalla Sultan Mohammed Sultan AlMheiri
Product Management Trainee at United Arab BankProduct Management Trainee at United Arab Bank
Maryam SalemMaryam Salem
Senior Compliance Analysts at United Arab BankSenior Compliance Analysts at United Arab Bank
Sayan MukherjeeSayan Mukherjee
Service Delivery Manager at United Arab BankService Delivery Manager at United Arab Bank