ROSE TANYA PEREIRA

Transaction Monitoring & Review Coordinator

· Coordinated seamless collaboration between FLOD Operations Transaction Monitoring team and CCIB business, ensuring timely closure of internal inquiries within agreed SLAs.

· Enhanced quality of enquiries/RFIs directed to the business, focusing on comprehensive requirements outlined in queries/RFIs raised by the transaction monitoring team.

· Led escalation and reporting process for outstanding enquiries, engaging stakeholders to drive resolution and ensure effective communication.

· Acted as a vital link connecting Correspondent Banks and Business Lines, facilitating swift closure of enquiries while maintaining quality standards.

· Maintained accurate Management Information (MI) pertinent to the function, reporting to AVP, Group Operations, Risk & Control – Transaction Monitoring & Review.

· Collaborated with AVP – AML Transaction Monitoring, providing timely Compliance advice, supporting business functions in day-to-day operations and regulatory obligations.

Assistant Vice President Backup

· Provided reliable backup support for Assistant Vice President across operational and strategic functions, ensuring continuity during AVP's absence.

· Collaborated with cross-functional teams to maintain a comprehensive understanding of ongoing projects and BAU operations.

· Assisted in daily operations management, including task allocation, resource coordination, and priority setting.

· Conducted data analysis and reporting to facilitate informed decision-making and ensure efficient workflow.

· Acted as a primary point of contact for business stakeholders, addressing inquiries and providing guidance as needed.

· Participated in meetings, discussions, and presentations on behalf of AVP to ensure consistent communication.

World Check List Management/Firco Trust Screening Process Associate

· Conducted screening and analysis of client and third-party databases, escalating potential matches against Sanctions, PEP, OFAC, HMT, and Internal Lists.

· Managed a team of 14+ members, coordinating daily assignments and maintaining rigorous quality assurance benchmarks.

· Provided guidance, coaching, and training to team members, fostering their professional growth.

· Achieved completion of the FATF project within specified SLAs.

· Precisely maintained Management Information (MI) reports, offering accurate progress updates and tracking team attendance records.

· Led investigation efforts into customer onboarding profiles, ensuring compliance with KYC requirements.

· Handled approval requests for AML/WLM alerts, ensuring adherence to KYC, ODD, and account closure procedures.

AML Sanctions Monitoring/Payment Screening

· Implemented robust Compliance Monitoring Program, ensuring alignment with internal policies and external regulatory guidelines.

· Oversaw First Line Surveillance operations, focusing on Sanctions Payment Screening across various FAB jurisdictions.

· Supported integration of the Bank's Compliance strategy within the First Line of Defense, ensuring vertical alignment with other departmental strategies.

· Collaborated closely with Second Line of Group Compliance to identify control requirements and strategize risk management approaches.

· Provided training, mentorship, and guidance to the team, leading initiatives to refine Sanctions Payment Screening systems and processes.

· Partnered with Technology, Data & Reporting Team to develop KPIs and KRIs for senior stakeholder reporting.

· Demonstrated in-depth knowledge of regulatory compliance, AML policies, and guidelines, conducting thorough investigations of Payments Screening alerts.

· Escalated cases requiring further investigation to relevant units within Group Compliance SLOD, maintaining rigorous record-keeping requirements.

AML Transaction Monitoring & Financial Crime Compliance

· Conducted thorough reviews of alerts generated by NORKOM & SAS AML, delivering comprehensive analytical assessments within designated timeframes.

· Analyzed transactions to identify patterns indicative of money laundering and terrorist financing, collaborating with stakeholders to provide strategic guidance on KYC/AML standards.

· Ensured strict adherence to KYC and AML regulatory requirements, managing case workflows and conducting AML/KYC due diligence inquiries.

· Orchestrated effective communication and engagement with stakeholders, executing prompt escalations of suspicious activities to the MLRO team.

· Leveraged proficiency in compliance tools to perform AML/KYC due diligence inquiries on individuals, firms, and organizations.

· Provided mentorship and training to junior staff, fostering a culture of continuous learning and professional growth.

Business Relationship Support

· Served as Single Point of Contact between EY partners, business entities, third parties, and legal team, facilitating clear communication of procedural requirements.

· Managed client relationships, ensuring regular updates and successful execution of projects.

· Conducted thorough research and assessments for projects, including materiality calculations and contract drafting.

· Initiated inquiries and coordinated follow-ups with relevant units to gather essential information for decision-making.

Ensured compliance with risk control framework and US Independence policy while managing client

• Handled high volumes of incoming work requests professionally while maintaining excellent organization.
• Collaborated with team members for enhanced process efficiency and productivity.
• Managed multiple tasks simultaneously, ensuring timely completion of all assignments.
• Communicated effectively with colleagues and supervisors to resolve issues promptly and accurately.
• Conducted screening and analysis of client and third-party databases, escalating potential matches against Sanctions, PEP, OFAC, HMT, and Internal Lists.
• Provided guidance, coaching, and training to team members, fostering their professional growth.
• Precisely maintained Management Information (MI) reports, offering accurate progress updates and tracking team attendance records.