Shahil Babu
Dubai
Summary
At Rafmoh Gold LLC, I spearheaded compliance and operations, enhancing regulatory adherence through strategic advice and robust compliance program development. Renowned for exceptional analytical skills and strong work ethics, I significantly improved risk assessment processes and AML training, demonstrating a profound impact on operational efficiency and compliance integrity.
Overview
1
1
year of professional experience
Work History
Complaince and Operations
Rafmoh Gold LLC
03.2023 - Current
- Provided valuable compliance advice to the business unit management regarding policies, controls, and procedures.
- Updated the business unit management when regulatory requirements or regulatory environment changes.
- Provided ongoing support to maintain and uphold the compliance program.
- Prepared accurate reports for GoAml filing.
- Monitored and provided AML training to all employees.
- Monitored Customer due diligence work by junior staff. Solved the problems arising in certain situations of risk assessment and due diligence.
- Have done enterprise wide risk assessment on a quarterly basis.
- Act as an effective liaison with regulatory agencies.
- Reviewed the transaction and decided whether for the following transaction, STR needs to be filed.
- Designed a complete compliance program of the firm.
Education
Certificate For Attending Webinar By EOCN - Identifying PF & Sanction Exposure_Effective CDD
International Compliance Association
Dubai, United Arab EmiratesTraining Based On AML Compliance - Anti Money Laundering And Compliance
AVS Lewis And Pecker
Dubai, United Arab EmiratesBachelor in Engineering - Electronics And Communication
University
Skills
- Excellent English & Hindi communication skills
- Strong work ethics and commitment
- Good inter-personnel skills
- Strong analytical and problem-solving skills
- Ability to work well under pressure with minimal supervision
- Risk Assessment
- Goaml filling
- AML training to all staff
- KYC analysis- Overviewing CDD and EDD procedures
Languages
English
Upper intermediate (B2)
Hindi
Upper intermediate (B2)
Malayalam
Upper intermediate (B2)
Timeline
Complaince and Operations
Rafmoh Gold LLC
03.2023 - Current
Certificate For Attending Webinar By EOCN - Identifying PF & Sanction Exposure_Effective CDD
International Compliance Association
Training Based On AML Compliance - Anti Money Laundering And Compliance
AVS Lewis And Pecker
Bachelor in Engineering - Electronics And Communication
University