YUSUF MUBIN

Transaction Review - AML-KYC (Supporting for REVOLUT).

• Collecting and Analyzing basic identity information following Standard (KYC) procedures from approved Internal And external data sources.
• Remediation on card owner verification and alert case.
• Analyzing alerts and investigating customers who match with Sanctions list, SDN, PEP list during account opening and maintenance process.
• Analyzing Customer of Business activities, Banking Account details.
• Effectively Monitoring & analyzing the alerted Transaction on Client report with the provided Detection scenerios and Red Flags.
• Review alerts generated by monitoring system based on the threshold set under various scenarios make decision as well as document the above for audit and regulatory requirement.
• Manage a queue if alerts and ensure timely completion based on the turnaround time.
• Close all false positive alerts and escalate timely alerts which appear to be suspicions in terms of money laundering, terrorist financing, and other AML concerns to the next level for further action.
• Preparing and sharing of communication on Fraud trends.

• Working on KYC & AML Checks for Corporate Customers, Performing CIP, CDD & EDD Procedures for New and Existing Customers around for the UK Region.
• Focusing on Clientʼs corporate actions and Material Changes, Like Ownership Change, Mergers and Acquisitions, Regulatory statuses, top Management Change, Business Expansions & Geographic Expansions.
• Screening:
• Using Tools for screening: Salesforce, Source of Funds, Full Serve, Edocs, Edocs Uploader.
• Through Negative news, we will identify the Adverse media news, fraud and allegations etc
• And mitigating the risk factors.
• Performed PEP analysis and Complex TF Analysis on Clients.
• Sanctions screenings: we do the sanctions screening to identify the sanction exposure on entity and we will escalate material exposure information to Screening teams to determine.
• Course of action and research further if necessary.
• Risk Rating:
• Analyzing the issues which has been escalated by KYC teams and advising them based on risk based approaches.
• Analyzing and Approving the FCCR (Risk) upgrade and downgrades based on Key Risk Indicators.