JAMEEL KK
Dubai,UAE
Summary
Dynamic and results-driven Compliance Officer with extensive experience in the financial services sector, certified with CAMS and CISI. Currently serving as an Enhanced Due Diligence (EDD) Analyst at Emirates Islamic, with expertise in AML/CFT regulations under CBUAE and international standards. Proficient in conducting periodic and trigger reviews, risk-based compliance monitoring, and managing AML/CTF and sanctions risks. Known for identifying and mitigating compliance risks, ensuring timely reporting, and implementing effective risk management solutions. Enthusiastic about pursuing challenging opportunities to further develop my skills and contribute to organizational success. Ready to join immediately and deliver exceptional value in a fast-paced, compliance-focused environment.
Overview
15
15
years of professional experience
1
1
Certification
Work history
EDD Analyst
Emirates Islamic
Dubai, UAE
02.2024 - Current
- Conduct Enhanced Due Diligence for periodic and trigger reviews, ensuring compliance with bank policies and regulatory requirements.
- Analyze compliance risks, including AML/CTF and sanctions risks, through post facto investigation and risk mitigation.
- Enhance sanctions controls by managing watchlists and investigating flagged transactions using systems such as Pega, FCRM, and Finacle.
- Escalate significant compliance breaches to senior management and recommend risk management solutions.
- Collaborated with cross-functional teams to streamline compliance processes, reducing review turnaround times by 20% and enhancing overall operational efficiency.
- Provided training to junior compliance staff on AML/CFT regulations, sanctions screening techniques, and enhanced due diligence procedures to maintain team excellence.
Compliance Officer
Al Fardan Exchange LLC
Dubai, UAE
12.2019 - 01.2024
- Supervised customer onboarding processes, including KYC verification, sanction screening, and UBO identification.
- Conducted in-depth investigations on suspicious transactions, generating high-quality STRs/SARs submitted via goAML.
- Ensured compliance with AML/CFT rules and updated sanction screenings using OFAC, EU lists and UAE local lists.
- Worked on AI powered transaction monitoring systems to identify potential illicit activities through multiple rules and scenarios.
- Specialized in regulatory reporting for the CBUAE Financial Intelligence Unit (FIU), adept at managing Search Notices and Freeze Notices in FIU IEMS, and proficient in submitting SAR/STR reports via goAML.
Branch Compliance Officer
Al Ansari Exchange LLC
Dubai, UAE
02.2015 - 02.2018
- Performed enhanced due diligence for corporate and individual customers., ensuring strict compliance with regulatory guidelines.
- Analyzed transactional data to identify risks, trends, and suspicious activities, producing branch compliance reports.
- Proficiently managed complex trade transactions, high-value OPO, IPO, and FCY transactions.
- Assisted in implementing branch-specific compliance policies to improve operational efficiency. Conducted comprehensive Enhanced Due Diligence (EDD) procedures for newly onboarded corporate and individual customers, ensuring strict adherence to regulatory standards.
Accountant
APK Enterprises
Kannur, India
01.2010 - 11.2014
- Prepared financial statements, including profit and loss accounts and balance sheets, ensuring accuracy and timely reporting.
- Conducted month-end, quarterly, and annual reconciliations for corporate reporting.
- Maintained accurate and up-to-date accounts through efficient data and analysis.
Education
Bachelor of Commerce - in Business and Accounts
KANNUR UNIVERSITY
Higher Secondary Education - in Commerce
KERALA STATE OPEN SHCOOL
Skills
- Technical Skills: Pega, FCRM, Siebel CRM, Fircosoft, Finacle, goAML, FIU IEMS, Worldcheck, Kharon, KIYA, OMNI, Windward
- Compliance Skills: Anti Money Laundering, Sanction Screening, PEP Screening, KYC, Risk Assessment, Transaction Monitoring and Analysis, STR/SAR Reporting, Regulatory Reporting, Enhanced Due Diligence, Compliance Monitoring, Financial Crime Risk Management
- Soft Skills: Problem Solving, Attention to Detail, Collaboration, Analytical Thinking, Conflicts Resolution, Ethical Judgement, Adaptablitiy, Time Management
Certification
- CISI LEVEL 3 GLOBAL FINANCIAL COMPLIANCE - 2024
- CERTIFIED ANTI MONEY LAUNDERING SPECIALIST- CAMS. ACAMS 2022
- COMPUTERIZED ACCOUNTING. TALLY ERP 9
- DIPLOMA IN LOGISTICS AND SHIPPING
Additional Information
- UAE Driving License
- Languages: English, Hindi, Malayalam
- Nationality: India
- Marital Status: Married
Timeline
EDD Analyst
Emirates Islamic
02.2024 - Current
Compliance Officer
Al Fardan Exchange LLC
12.2019 - 01.2024
Branch Compliance Officer
Al Ansari Exchange LLC
02.2015 - 02.2018
Accountant
APK Enterprises
01.2010 - 11.2014
Bachelor of Commerce - in Business and Accounts
KANNUR UNIVERSITY
Higher Secondary Education - in Commerce
KERALA STATE OPEN SHCOOL
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